NSE flags broker violations in margin trading, client fund handling
Rahnuma:NSE flags broker violations in margin trading, client fund handling Mumbai, Oct 29 (IANS) The National Stock Exchange (NSE) has flagged multiple compliance lapses by brokers and authorised persons (APs), including failures in margin collection for margin trading facilities (MTF), misuse of client accounts, deficiencies in fund settlements and weak cybersecurity controls, based on inspections […]